Aaron T Armstrong

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-03

TX RA
APPROVED

Since 2025-03-03

Branch Locations

Dallas, TX • United States

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs & Co. Llc	Dallas	TX	01/2020	06/2024
Bank Of America Merrill Lynch	Fort Worth	TX	06/2019	08/2019
Fortress Investment Group	Irving	TX	06/2018	08/2018
Northwestern Mutual Life Ins	Bloomington	IL	06/2017	08/2017
University Of Missouri - Colum	Columbia	MO	06/2015	12/2019
Ubs Financial Services Inc	Dallas	TX	06/2024	Present

01/2020 → 06/2024

Goldman Sachs & Co. Llc

Dallas, TX
06/2019 → 08/2019

Bank Of America Merrill Lynch

Fort Worth, TX
06/2018 → 08/2018

Fortress Investment Group

Irving, TX
06/2017 → 08/2017

Northwestern Mutual Life Ins

Bloomington, IL
06/2015 → 12/2019

University Of Missouri - Colum

Columbia, MO
06/2024 → Present

Ubs Financial Services Inc

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-03-01
S63	Uniform Securities Agent State Law Examination	2020-06-06

S65 Uniform Investment Adviser Law Examination

2025-03-01
S63 Uniform Securities Agent State Law Examination

2020-06-06

Other Names

Aaron Thomas Armstrong
Aaron Armstrong
Aaron T Armstrong

View on SEC IAPD

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