Brandon Charles Lyons

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-04
TX	RA	APPROVED_RES	2021-10-13

NY RA
APPROVED

Since 2022-02-04
TX RA
APPROVED_RES

Since 2021-10-13

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	Long Island City	NY	06/2018	10/2021
Northwestern Mutual	New York	NY	06/2017	08/2017
Quinnipiac University	Hamden	CT	08/2014	05/2018
Morgan Stanley Smith Barney Llc	New York	NY	10/2021	Present

06/2018 → 10/2021

Citigroup

Long Island City, NY
06/2017 → 08/2017

Northwestern Mutual

New York, NY
08/2014 → 05/2018

Quinnipiac University

Hamden, CT
10/2021 → Present

Morgan Stanley Smith Barney Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-02-04
S63	Uniform Securities Agent State Law Examination	2019-11-21

S65 Uniform Investment Adviser Law Examination

2022-02-04
S63 Uniform Securities Agent State Law Examination

2019-11-21

Other Names

Brandon Charles Lyons
Brandon C Lyons

View on SEC IAPD

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