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Current Employers
Robinhood Asset Management

85 Willow Road, Menlo Park, CA 94025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-23
IL RA APPROVED 2025-09-23
  • CA RA
    APPROVED
    Since 2025-09-23
  • IL RA
    APPROVED
    Since 2025-09-23

Branch Locations

Lake Barrington, IL • United States

85 Willow Road, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unmployed Glen Carbon IL 05/2016 05/2017
Scottrade, Inc. St. Louis MO 05/2017 02/2018
Td Ameritrade, Inc. St Louis MO 03/2018 10/2021
Edward Jones St Louis MO 11/2023 02/2024
Ccc Intelligent Solutions Chicago IL 12/2021 06/2023
Unemployed Chicago IL 07/2023 10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Deer Park IL 03/2024 06/2025
Charles Schwab St Louis MO 10/2021 12/2021
Southern Il University At Edwardsville Edwardsville IL 08/2013 12/2021
Bank Of America, N.A. Deer Park IL 04/2024 06/2025
Robinhood Markets, Inc. Menlo Park CA 06/2025 Present
Robinhood Asset Management, Llc Menlo Park CA 09/2025 Present
  • 05/2016 → 05/2017
    Unmployed
    Glen Carbon, IL
  • 05/2017 → 02/2018
    Scottrade, Inc.
    St. Louis, MO
  • 03/2018 → 10/2021
    Td Ameritrade, Inc.
    St Louis, MO
  • 11/2023 → 02/2024
    St Louis, MO
  • 12/2021 → 06/2023
    Ccc Intelligent Solutions
    Chicago, IL
  • 07/2023 → 10/2023
    Unemployed
    Chicago, IL
  • 03/2024 → 06/2025
    Deer Park, IL
  • 10/2021 → 12/2021
    Charles Schwab
    St Louis, MO
  • 08/2013 → 12/2021
    Southern Il University At Edwardsville
    Edwardsville, IL
  • 04/2024 → 06/2025
    Bank Of America, N.A.
    Deer Park, IL
  • 06/2025 → Present
    Robinhood Markets, Inc.
    Menlo Park, CA
  • 09/2025 → Present
    Robinhood Asset Management, Llc
    Menlo Park, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-11
S63 Uniform Securities Agent State Law Examination 2017-08-11
  • S66 Uniform Combined State Law Examination
    2023-12-11
  • S63 Uniform Securities Agent State Law Examination
    2017-08-11
Other Names
  • Cj Lee
  • Shijie Li

View on SEC IAPD

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