Nicholas Dronen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-10-29

IL RA
APPROVED

Since 2018-10-29

Branch Locations

Chicago, IL • United States

200 South Wacker Drive 31St Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Command Transportation	Chicago	IL	10/2015	01/2017
Lpl Financial, Llc	Chicago	IL	04/2017	Present

10/2015 → 01/2017

Command Transportation

Chicago, IL
04/2017 → Present

Lpl Financial, Llc

Chicago, IL

Other Businesses

1. 01/10/2018 - DRONEN FINANCIAL SERVICES, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ CHICAGO, IL 2. 12/02/2025 - Other - Tutor - Non-Profit Tutor - Not Investment Related - Virtual - Start Date 01/01/2026 - 4 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-29

S66 Uniform Combined State Law Examination

2018-10-29