Phuong Pham

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-06-16
NJ	RA	APPROVED	2017-10-24

NY RA
APPROVED

Since 2026-06-16
NJ RA
APPROVED

Since 2017-10-24

Branch Locations

180 Bedford Ave, Brooklyn, NY 11249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	New York	NY	04/2017	Present
Jpmorgan	New York	NY	02/2014	04/2017
Jpmorgan Chase Bank, N.A.	New York	NY	04/2017	Present

04/2017 → Present

J.P. Morgan Securities Llc

New York, NY
02/2014 → 04/2017

Jpmorgan

New York, NY
04/2017 → Present

Jpmorgan Chase Bank, N.A.

New York, NY

Other Businesses

Entity Name: 4 investment properties used as residential rentals Investment related: No Address: 4 investment properties in Cherry Hill, NJ Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/24/2021 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: 4 investment properties used as residential rentals in Cherry Hill, NJ.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-19

S66 Uniform Combined State Law Examination

2017-10-19

Other Names

Phuong H Pham

View on SEC IAPD