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Yuk Ming Rebecca Chung

Wells Fargo Clearing Services, LLC

San Francisco, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-27
TX RA APPROVED 2023-01-27
  • CA RA
    APPROVED
    Since 2023-01-27
  • TX RA
    APPROVED
    Since 2023-01-27

Branch Locations

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa National Association Fremont CA 12/2015 11/2017
Hsbc Securities Usa Inc. Fremont CA 05/2017 11/2017
Hsbc Securities Usa Inc. Fremont CA 05/2018 03/2022
Hsbc Bank Usa, N.A. Fremont CA 11/2017 03/2022
Wells Fargo Clearing Services, Llc San Francisco CA 03/2022 Present
  • 12/2015 → 11/2017
    Hsbc Bank Usa National Association
    Fremont, CA
  • 05/2017 → 11/2017
    Hsbc Securities Usa Inc.
    Fremont, CA
  • 05/2018 → 03/2022
    Hsbc Securities Usa Inc.
    Fremont, CA
  • 11/2017 → 03/2022
    Hsbc Bank Usa, N.A.
    Fremont, CA
  • 03/2022 → Present
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-27
S63 Uniform Securities Agent State Law Examination 2018-11-13
  • S65 Uniform Investment Adviser Law Examination
    2023-01-27
  • S63 Uniform Securities Agent State Law Examination
    2018-11-13
Other Names
  • Yuk Ming Rebecca Chung
  • Yukmingrebecca Chung

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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