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William Stephen Stano

Nuveen Asset Management, LLC

Chicago, IL

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Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-24
  • IL RA
    APPROVED
    Since 2026-06-24

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Performance Trust Capital Partners, Llc Chicago IL 04/2017 07/2024
Aon San Francisco CA 06/2015 03/2017
Convexitas Chicago IL 01/2025 05/2026
Nuveen Securities, Llc Chicago IL 06/2026 Present
Nuveen Asset Management, Llc Chicago IL 06/2026 Present
Unemployed Chicago IL 08/2024 12/2024
  • 04/2017 → 07/2024
    Performance Trust Capital Partners, Llc
    Chicago, IL
  • 06/2015 → 03/2017
    Aon
    San Francisco, CA
  • 01/2025 → 05/2026
    Convexitas
    Chicago, IL
  • 06/2026 → Present
    Nuveen Securities, Llc
    Chicago, IL
  • 06/2026 → Present
    Nuveen Asset Management, Llc
    Chicago, IL
  • 08/2024 → 12/2024
    Unemployed
    Chicago, IL
Previous Registrations
  • 2025-06-23 → 2026-06-23
    Convexitas
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-12
S63 Uniform Securities Agent State Law Examination 2017-11-21
  • S65 Uniform Investment Adviser Law Examination
    2025-02-12
  • S63 Uniform Securities Agent State Law Examination
    2017-11-21
Other Names
  • Will Stephen Stano
  • William Stephen Stano
  • William Stano

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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