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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
NY RA APPROVED 2021-06-29
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

1250 Pittsford-Victor Road Building 200; Suite 390, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Bonadio Group Pittsford NY 09/2016 05/2017
Commonwealth Financial Network Waltham MA 05/2017 Present
Other Businesses

1. Partner and Part Owner, Etna Advisors, LLC, a private entity est. to facilitate securities, advisory, and insurance business; As of 01/01/20; More than 9% time spent during regular business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Commonwealth Financial Network'; As of 12/01/17; 5% time spent during regular business hours; Conducted at branch; Investment related. 3. Co-Owner, 1541 and 1545 South Ave, LLC, a private entity est. to own/manage residential rental properties located in Rochester, NY; As of 12/01/19; 0% time spent during regular business hours; Not conducted at branch; Investment related. 4. Co-Owner, Cora 93 Park Ave Property, LLC, an entity created for the purpose of buying and managing residential real estate in Rochester, NY, as of 01/06/2022; 0% of time spent during business hours; Not Conducted at branch; Investment related. 5. Co-Owner, Cora Holdings, LLC, an entity created for the purpose of managing 1541 and 1545 South Ave, LLC and Cora 93 Park Ave Property, LLC, as of 12/01/2022; 0% of time spent during business hours; Not Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-03-23
  • S63 Uniform Securities Agent State Law Examination
    2017-03-23

View on SEC IAPD

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