Best Investors Account Sign in

John Michael Bergeron

Charles Schwab & Co., Inc.

Westlake, TX

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-28
  • TX RA
    APPROVED
    Since 2025-10-28

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 09/2018 03/2019
Northwestern Mutual Fort Worth TX 05/2017 07/2018
Bbrg/Brio Tuscan Grille Southlake TX 04/2015 11/2018
Charles Schwab & Co., Inc. Westlake TX 03/2019 Present
  • 09/2018 → 03/2019
    Td Ameritrade
    Fort Worth, TX
  • 05/2017 → 07/2018
    Northwestern Mutual
    Fort Worth, TX
  • 04/2015 → 11/2018
    Bbrg/Brio Tuscan Grille
    Southlake, TX
  • 03/2019 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-28
S63 Uniform Securities Agent State Law Examination 2018-11-19
  • S65 Uniform Investment Adviser Law Examination
    2025-10-28
  • S63 Uniform Securities Agent State Law Examination
    2018-11-19
Other Names
  • John Michael Bergeron
  • John Bergeron
  • John M Bergeron

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor