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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-11-24
TX RA APPROVED 2025-11-17
  • ND RA
    APPROVED
    Since 2025-11-24
  • TX RA
    APPROVED
    Since 2025-11-17

Branch Locations

333 N 4Th Street, Bismarck, ND 58501 • United States

2900 N. Washington St., Bismarck, ND 58503 • United States

1000 S Washington Street, Bismarck, ND 58504 • United States

109 1St Street Nw, Mandan, ND 58554 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2019 11/2019
Unemployed Bismarck ND 12/2018 03/2019
North Dakota Republican Party Bismarck ND 06/2018 10/2018
Central Mechanical Inc. Bismarck ND 05/2017 08/2017
University Of North Dakota Grand Forks ND 08/2011 05/2018
Northwestern Mutual Grand Forks ND 06/2017 12/2018
Securian Financial Services Inc St Paul MN 01/2020 08/2023
Minnesota Life Insurance Co St Paul MN 01/2020 08/2023
Securian Financial Advisors Of North Dakota Mandan ND 01/2020 06/2025
Cetera Wealth Services, Llc Mandan ND 08/2023 11/2025
Cetera Investment Advisers Llc Schaumburg IL 08/2023 11/2025
Lux Wealth Advisors Mandan ND 06/2025 11/2025
Lpl Financial Llc Bismarck ND 11/2025 Present
Starion Bank Bismarck ND 11/2025 Present
  • 04/2019 → 11/2019
    St Louis, MO
  • 12/2018 → 03/2019
    Unemployed
    Bismarck, ND
  • 06/2018 → 10/2018
    North Dakota Republican Party
    Bismarck, ND
  • 05/2017 → 08/2017
    Central Mechanical Inc.
    Bismarck, ND
  • 08/2011 → 05/2018
    University Of North Dakota
    Grand Forks, ND
  • 06/2017 → 12/2018
    Northwestern Mutual
    Grand Forks, ND
  • 01/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2020 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2020 → 06/2025
    Securian Financial Advisors Of North Dakota
    Mandan, ND
  • 08/2023 → 11/2025
    Cetera Wealth Services, Llc
    Mandan, ND
  • 08/2023 → 11/2025
    Schaumburg, IL
  • 06/2025 → 11/2025
    Lux Wealth Advisors
    Mandan, ND
  • 11/2025 → Present
    Bismarck, ND
  • 11/2025 → Present
    Starion Bank
    Bismarck, ND
Previous Registrations
  • 2023-08-10 → 2025-11-20
    Mandan, ND
  • 2020-02-14 → 2023-08-10
    Securian Financial Services, Inc.
    Mandan, ND
    St. Paul, MN
  • 2019-06-18 → 2019-11-14
    St Louis, MO
    Tempe, AZ
    Bismarck, ND
Other Businesses

1 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Starion Investment Services - Inv Related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-15
  • S66 Uniform Combined State Law Examination
    2019-06-15
Other Names
  • Cole J Winbauer
  • Cole Joseph Winbauer

View on SEC IAPD

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