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Benjamin Joseph Finan

Lido

Los Angeles, CA

Edina, MN

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Current Employers
Lido

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-21
MN RA APPROVED 2025-12-17
CA RA APPROVED 2025-10-16
IL RA APPROVED 2025-10-16
IN RA APPROVED 2025-10-16
  • TX RA
    APPROVED
    Since 2026-07-21
  • MN RA
    APPROVED
    Since 2025-12-17
  • CA RA
    APPROVED
    Since 2025-10-16
  • IL RA
    APPROVED
    Since 2025-10-16
  • IN RA
    APPROVED
    Since 2025-10-16

Branch Locations

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

7701 France Avenue Suite 230, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Greenwood Village CO 04/2017 07/2018
Signpost Denver CO 08/2016 04/2017
Fidelity Personal And Workplace Advisors Boston MA 07/2018 07/2018
Lpl Financial Llc South Bend IN 08/2018 10/2025
1St Source Bank South Bend IN 08/2018 10/2025
Lido Advisors, Llc Los Angeles CA 10/2025 Present
  • 04/2017 → 07/2018
    Fidelity Brokerage Services, Llc
    Greenwood Village, CO
  • 08/2016 → 04/2017
    Signpost
    Denver, CO
  • 07/2018 → 07/2018
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 08/2018 → 10/2025
    Lpl Financial Llc
    South Bend, IN
  • 08/2018 → 10/2025
    1St Source Bank
    South Bend, IN
  • 10/2025 → Present
    Lido Advisors, Llc
    Los Angeles, CA
Previous Registrations
  • 2018-08-09 → 2025-10-17
    Lpl Financial Llc
    South Bend, IN
    South Bend, IN
    South Bend, IN
    South Bend, IN
    New Carlisle, IN
    Notre Dame, IN
    South Bend, IN
  • 2018-07-13 → 2018-08-08
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2018-05-03 → 2018-07-13
    Strategic Advisers Llc
    Greenwood Village, CO
Other Businesses

Basketball Referee - non-inv rel - out of residential address - start: 10/2010 - 40 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-22
S63 Uniform Securities Agent State Law Examination 2017-05-26
  • S66 Uniform Combined State Law Examination
    2018-02-22
  • S63 Uniform Securities Agent State Law Examination
    2017-05-26
Designations
Other Names
  • Benjamin Joseph Finan
  • Benjamin Finan

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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