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Sam Austin Schwartz

Farther

San Francisco, CA

Highland Park,, IL

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Current Employers
Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-02
TX RA APPROVED 2025-02-02
  • IL RA
    APPROVED
    Since 2025-02-02
  • TX RA
    APPROVED
    Since 2025-02-02

Branch Locations

345 California Street Suite 600, San Francisco, CA 94104 • United States

Highland Park,, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assetmark Financial, Inc. Chicago IL 02/2017 07/2022
State Street Bank Kansas City MO 06/2016 02/2017
Assetmark Brokerage, Llc Chicago IL 04/2017 07/2022
Anchor Pointe Wealth Management, Llc Cape Girardeau MO 07/2022 Present
Farther Finance Advisors Highland Park IL 01/2025 Present
  • 02/2017 → 07/2022
    Assetmark Financial, Inc.
    Chicago, IL
  • 06/2016 → 02/2017
    State Street Bank
    Kansas City, MO
  • 04/2017 → 07/2022
    Assetmark Brokerage, Llc
    Chicago, IL
  • 07/2022 → Present
    Anchor Pointe Wealth Management, Llc
    Cape Girardeau, MO
  • 01/2025 → Present
    Farther Finance Advisors
    Highland Park, IL
Previous Registrations
  • 2022-07-20 → 2025-05-01
    Anchor Pointe Wealth Management
    Chicago, IL
    Cape Girardeau, MO
    Chicago, IL
    Highland Park, IL
  • 2017-06-29 → 2022-07-11
    Assetmark, Inc.
    Chicago, IL
    Concord, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-10-06
S65 Uniform Investment Adviser Law Examination 2017-06-29
  • S63 Uniform Securities Agent State Law Examination
    2017-10-06
  • S65 Uniform Investment Adviser Law Examination
    2017-06-29
Designations

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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