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Yoo Kyung Kwon

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
CA RA APPROVED 2026-01-15
  • TX RA
    APPROVED
    Since 2026-02-13
  • CA RA
    APPROVED
    Since 2026-01-15

Branch Locations

2033 N Main St Ste 800, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Ramon CA 07/2012 Present
Wells Fargo Clearing Services Llc San Ramon CA 04/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-15
S63 Uniform Securities Agent State Law Examination 2017-07-10
  • S66 Uniform Combined State Law Examination
    2026-01-15
  • S63 Uniform Securities Agent State Law Examination
    2017-07-10
Other Names
  • Yookyung Kwon
  • Jasmine Kwon
  • Yook Kwon

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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