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Scott Richard Neubauer

Ameriprise Financial Services, LLC

Ramsey, MN

Minneapolis, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-27
  • MN RA
    APPROVED
    Since 2026-04-27

Branch Locations

Ramsey, MN • United States

901 3Rd Avenue South, Minneapolis, MN 55402 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Enterprise Investment Services Inc. Minneapolis MN 06/2018 Present
Mid-American Business Systems Minneapolis MN 01/2017 04/2017
Northwestern Mutual Minneapolis MN 04/2017 09/2017
Northwestern Mutual Minneapolis MN 09/2017 05/2018
University Of Northwestern - St. Paul St. Paul MN 09/2014 05/2018
Ameriprise Financial Services, Llc Minneapolis MN 04/2026 Present
  • 06/2018 → Present
    American Enterprise Investment Services Inc.
    Minneapolis, MN
  • 01/2017 → 04/2017
    Mid-American Business Systems
    Minneapolis, MN
  • 04/2017 → 09/2017
    Northwestern Mutual
    Minneapolis, MN
  • 09/2017 → 05/2018
    Northwestern Mutual
    Minneapolis, MN
  • 09/2014 → 05/2018
    University Of Northwestern - St. Paul
    St. Paul, MN
  • 04/2026 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-20
  • S66 Uniform Combined State Law Examination
    2024-08-20
Other Names
  • Scott R Neubauer

View on SEC IAPD

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