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13965 W. Chinden Blvd. Suite 100, Boise, ID 83713 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-02 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Armed Forces | Savannah | GA | 08/2009 | 07/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2018 | 11/2023 |
| Northwestern Mutual Investment Services Llc | Orlando | FL | 03/2020 | 11/2023 |
| Armed Forces | Savannah | GA | 08/2017 | 10/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2022 | 11/2023 |
| The Prudential Insurance Company Of America | Orlando | FL | 02/2024 | 07/2024 |
| Pruco Securities Llc | Orlando | FL | 02/2024 | 07/2024 |
| E-4 Brokerage Insurance | Fargo | ND | 07/2024 | Present |
| Legacy Wealth Management, Llc | Boise | ID | 10/2024 | Present |
NON SPONSORED LIFE/ANNUITY APPOINTMENTS POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2024 ADDRESS: 9572 Reymont St, Orlando FL 32827, United States DESCRIPTION: Place non prudential life insurance policies through Ash Brokerage SMART FINANCIAL PLANNING POSITION: Owner NATURE: Payroll and Taxes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2021 ADDRESS: 9572 Reymont St, Orlando FL 32827, United States DESCRIPTION: Back up LLC for payroll and tax services for staff. STROUS LLC POSITION: Owner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2023 ADDRESS: 9572 Reymont St, Orlando FL 32827, United States DESCRIPTION: This entity is to perform payroll and bookkeeping services for my staff
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-29 |
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