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Current Employers
Legacy Wealth Management, Llc

13965 W. Chinden Blvd. Suite 100, Boise, ID 83713 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-02
  • FL RA
    APPROVED
    Since 2025-01-02

Branch Locations

Orlando, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Armed Forces Savannah GA 08/2009 07/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2018 11/2023
Northwestern Mutual Investment Services Llc Orlando FL 03/2020 11/2023
Armed Forces Savannah GA 08/2017 10/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2022 11/2023
The Prudential Insurance Company Of America Orlando FL 02/2024 07/2024
Pruco Securities Llc Orlando FL 02/2024 07/2024
E-4 Brokerage Insurance Fargo ND 07/2024 Present
Legacy Wealth Management, Llc Boise ID 10/2024 Present
  • 08/2009 → 07/2017
    Armed Forces
    Savannah, GA
  • 10/2018 → 11/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2020 → 11/2023
    Northwestern Mutual Investment Services Llc
    Orlando, FL
  • 08/2017 → 10/2021
    Armed Forces
    Savannah, GA
  • 09/2022 → 11/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2024 → 07/2024
    The Prudential Insurance Company Of America
    Orlando, FL
  • 02/2024 → 07/2024
    Pruco Securities Llc
    Orlando, FL
  • 07/2024 → Present
    E-4 Brokerage Insurance
    Fargo, ND
  • 10/2024 → Present
    Boise, ID
Other Businesses

NON SPONSORED LIFE/ANNUITY APPOINTMENTS POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2024 ADDRESS: 9572 Reymont St, Orlando FL 32827, United States DESCRIPTION: Place non prudential life insurance policies through Ash Brokerage SMART FINANCIAL PLANNING POSITION: Owner NATURE: Payroll and Taxes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2021 ADDRESS: 9572 Reymont St, Orlando FL 32827, United States DESCRIPTION: Back up LLC for payroll and tax services for staff. STROUS LLC POSITION: Owner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2023 ADDRESS: 9572 Reymont St, Orlando FL 32827, United States DESCRIPTION: This entity is to perform payroll and bookkeeping services for my staff

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-08
S63 Uniform Securities Agent State Law Examination 2020-12-29
  • S65 Uniform Investment Adviser Law Examination
    2024-05-08
  • S63 Uniform Securities Agent State Law Examination
    2020-12-29
Other Names
  • Razell Smart

View on SEC IAPD

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