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Todd Andrew Brooker

Ascensus Investment Advisors, LLC

Needham, MA

Greensboro, NC

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Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-05-18
  • MA RA
    APPROVED
    Since 2021-05-18

Branch Locations

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Greensboro, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Retirement And Instutional Services Greensboro NC 05/2014 03/2021
Ascensus Greensboro NC 03/2021 Present
  • 05/2014 → 03/2021
    Bb&T Retirement And Instutional Services
    Greensboro, NC
  • 03/2021 → Present
    Ascensus
    Greensboro, NC
Previous Registrations
  • 2017-04-24 → 2020-12-31
    Bb&T Institutional Investment Advisers, Inc.
    Greensboro, NC
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-11
  • S65 Uniform Investment Adviser Law Examination
    2017-04-11
Other Names
  • Todd Andrew Brokker

View on SEC IAPD

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