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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-18
  • CA RA
    APPROVED
    Since 2023-07-18

Branch Locations

11111 Santa Monica Blvd Ste 1100, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Los Angeles CA 04/2017 05/2023
Retired Or Never Worked Los Angeles CA 07/2013 04/2017
Michael Waxberg Los Angeles CA 05/2023 07/2023
Michael Waxberg Los Angeles CA 07/2023 Present
Northwestern Mutual Investment Services Llc Los Angeles CA 07/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2023 Present
  • 04/2017 → 05/2023
    Merrill Lynch
    Los Angeles, CA
  • 07/2013 → 04/2017
    Retired Or Never Worked
    Los Angeles, CA
  • 05/2023 → 07/2023
    Michael Waxberg
    Los Angeles, CA
  • 07/2023 → Present
    Michael Waxberg
    Los Angeles, CA
  • 07/2023 → Present
    Los Angeles, CA
  • 08/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-24
  • S66 Uniform Combined State Law Examination
    2020-01-24
Other Names
  • Cullin Haden
  • Cullin William Haden
  • Cullin Haden

View on SEC IAPD

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