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Elizabeth Connor

Rfg Advisory, LLC

Tempe, AZ

Vestavia Hills, AL

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-15
AL RA APPROVED 2025-07-08
TX RA APPROVED 2025-07-07
  • AZ RA
    APPROVED
    Since 2025-07-15
  • AL RA
    APPROVED
    Since 2025-07-08
  • TX RA
    APPROVED
    Since 2025-07-07

Branch Locations

Tempe, AZ • United States

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 04/2017 01/2024
Regus Scottsdale AZ 08/2016 02/2017
Cetera Wealth Services, Llc El Segundo CA 01/2024 07/2025
Cetera Advisors Llc Greenwood Village CO 01/2024 07/2025
Cetera Financial Specialists Llc Schaumburg IL 01/2024 07/2025
Cetera Investment Services Llc St Cloud MN 01/2024 07/2025
Cetera Investment Advisors Llc Tempe AZ 01/2024 07/2025
Avantax Investment Services Inc Dallas TX 10/2024 07/2025
Private Client Services Birmingham AL 07/2025 Present
Rfg Advisory Llc Vestavia Hills AL 07/2025 Present
  • 04/2017 → 01/2024
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2016 → 02/2017
    Regus
    Scottsdale, AZ
  • 01/2024 → 07/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2024 → 07/2025
    Cetera Advisors Llc
    Greenwood Village, CO
  • 01/2024 → 07/2025
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2024 → 07/2025
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2024 → 07/2025
    Cetera Investment Advisors Llc
    Tempe, AZ
  • 10/2024 → 07/2025
    Avantax Investment Services Inc
    Dallas, TX
  • 07/2025 → Present
    Private Client Services
    Birmingham, AL
  • 07/2025 → Present
    Rfg Advisory Llc
    Vestavia Hills, AL
Previous Registrations
Other Businesses

RFG Advisory. 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242. RIA. 0 hrs/mo.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-17
S63 Uniform Securities Agent State Law Examination 2017-06-01
  • S66 Uniform Combined State Law Examination
    2020-07-17
  • S63 Uniform Securities Agent State Law Examination
    2017-06-01
Other Names
  • Elizabeth Irene Connor
  • Elizabeth Irene Hope
  • Liz Irene Connor
  • Elizabeth Connor

View on SEC IAPD

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