Brady Michael Douma

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2026-06-22

VA RA
APPROVED

Since 2026-06-22

Branch Locations

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Global Investors	Des Moines	IA	05/2016	01/2017
Northwestern Mutual	W Des Moines	IA	04/2017	07/2017
Iowa State University	Ames	IA	08/2015	05/2018
Principal Securities Inc	Bethesda	MD	06/2018	01/2026
Principal Life Insurance Company	Bethesda	MD	05/2018	01/2026
Principal Asset Management	Des Moines	IA	01/2026	Present
Principal Funds Distributor	Des Moines	IA	01/2026	Present

05/2016 → 01/2017

Principal Global Investors

Des Moines, IA
04/2017 → 07/2017

Northwestern Mutual

W Des Moines, IA
08/2015 → 05/2018

Iowa State University

Ames, IA
06/2018 → 01/2026

Principal Securities Inc

Bethesda, MD
05/2018 → 01/2026

Principal Life Insurance Company

Bethesda, MD
01/2026 → Present

Principal Asset Management

Des Moines, IA
01/2026 → Present

Principal Funds Distributor

Des Moines, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-18
S63	Uniform Securities Agent State Law Examination	2020-06-19

S65 Uniform Investment Adviser Law Examination

2026-06-18
S63 Uniform Securities Agent State Law Examination

2020-06-19

Other Names

Brady Douma

View on SEC IAPD