John Dubbe

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-11-14

MN RA
APPROVED

Since 2024-11-14

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Shakopee, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	St. Louis Park	MN	04/2017	11/2024
Premier Storage, Llc	Hopkins	MN	07/2002	03/2017
Prudential Insurance Company Of America	St. Louis Park	MN	05/2017	Present
Lpl Enterprise, Llc	Shakopee	MN	11/2024	Present

04/2017 → 11/2024

Pruco Securities, Llc.

St. Louis Park, MN
07/2002 → 03/2017

Premier Storage, Llc

Hopkins, MN
05/2017 → Present

Prudential Insurance Company Of America

St. Louis Park, MN
11/2024 → Present

Lpl Enterprise, Llc

Shakopee, MN

Previous Registrations

2017-11-02 → 2024-11-14

Pruco Securities, Llc.

St. Louis Park, MN

Shakopee, MN

Shakopee, MN

St. Louis Park, MN

Shakopee, MN

St. Louis Park, MN

Shakopee, MN

St. Louis Park, MN

Other Businesses

1) 10/03/2024 - John Dubbe Realty - Individual Proprietor RE License - Mortgage/Real Estate Services - Inv Related - At SHAKOPEE, MN - Start Date 01/01/2016 - 0hrs/mth - 0hrs/mth During Trading 2) 09/27/2024 - Eugene Cohen Agency - Solicit new disability insurance business - Non-Variable Insurance - Inv Related - At SHAKOPEE, MN - Start Date 03/16/2023 - 2hrs/mth - 0hrs/mth During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-10-21
S63	Uniform Securities Agent State Law Examination	2017-05-09

S65 Uniform Investment Adviser Law Examination

2017-10-21
S63 Uniform Securities Agent State Law Examination

2017-05-09

Other Names

John Dubbe
John Paul Dubbe

View on SEC IAPD