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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-11-22
OH RA APPROVED 2021-03-22
  • WI RA
    APPROVED
    Since 2021-11-22
  • OH RA
    APPROVED
    Since 2021-03-22

Branch Locations

10170 Penny Lane 1St Floor, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith, Moses & Company Beavercreek OH 12/2017 02/2018
Smith, Moses & Company Beavercreek OH 04/2017 12/2017
Air Transport Services Group Wilmington OH 05/2016 04/2017
The Bridge Cafe Fairborn OH 01/2015 12/2016
Wright State University Dayton OH 08/2014 12/2016
Sagepoint Financial, Inc. Beavercreek OH 02/2018 02/2021
Robert W Baird Dayton WI 02/2021 Present
  • 12/2017 → 02/2018
    Smith, Moses & Company
    Beavercreek, OH
  • 04/2017 → 12/2017
    Smith, Moses & Company
    Beavercreek, OH
  • 05/2016 → 04/2017
    Air Transport Services Group
    Wilmington, OH
  • 01/2015 → 12/2016
    The Bridge Cafe
    Fairborn, OH
  • 08/2014 → 12/2016
    Wright State University
    Dayton, OH
  • 02/2018 → 02/2021
    Sagepoint Financial, Inc.
    Beavercreek, OH
  • 02/2021 → Present
    Robert W Baird
    Dayton, WI
Previous Registrations
  • 2018-05-24 → 2021-02-03
    Fsc Securities Corporation
    Beavercreek, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-20
  • S66 Uniform Combined State Law Examination
    2021-11-20

View on SEC IAPD

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