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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-11-22 |
| OH | RA | APPROVED | 2021-03-22 |
Branch Locations
10170 Penny Lane 1St Floor, Miamisburg, OH 45342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith, Moses & Company | Beavercreek | OH | 12/2017 | 02/2018 |
| Smith, Moses & Company | Beavercreek | OH | 04/2017 | 12/2017 |
| Air Transport Services Group | Wilmington | OH | 05/2016 | 04/2017 |
| The Bridge Cafe | Fairborn | OH | 01/2015 | 12/2016 |
| Wright State University | Dayton | OH | 08/2014 | 12/2016 |
| Sagepoint Financial, Inc. | Beavercreek | OH | 02/2018 | 02/2021 |
| Robert W Baird | Dayton | WI | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-20 |
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