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Michael Zaky

Ubs Financial Services Inc.

Bellevue, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-09-18
  • WA RA
    APPROVED
    Since 2019-09-18

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank Tucson AZ 08/2016 12/2016
Northwestern Mutual Seattle WA 02/2017 11/2017
Keybank Seattle WA 05/2018 05/2019
Key Investment Services Seattle WA 07/2018 05/2019
Penn Mutual Life Insurance Company Horsham PA 05/2019 09/2019
Hornor, Townsend & Kent, Llc Horsham PA 05/2019 09/2019
Edmonds Community College Lynnwood WA 09/2013 09/2016
Washington State University Pullman WA 09/2016 05/2018
Ubs Financial Services Inc Bellevue WA 09/2019 Present
  • 08/2016 → 12/2016
    Us Bank
    Tucson, AZ
  • 02/2017 → 11/2017
    Northwestern Mutual
    Seattle, WA
  • 05/2018 → 05/2019
    Keybank
    Seattle, WA
  • 07/2018 → 05/2019
    Key Investment Services
    Seattle, WA
  • 05/2019 → 09/2019
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 05/2019 → 09/2019
    Hornor, Townsend & Kent, Llc
    Horsham, PA
  • 09/2013 → 09/2016
    Edmonds Community College
    Lynnwood, WA
  • 09/2016 → 05/2018
    Washington State University
    Pullman, WA
  • 09/2019 → Present
    Ubs Financial Services Inc
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-26
S63 Uniform Securities Agent State Law Examination 2018-08-03
  • S65 Uniform Investment Adviser Law Examination
    2019-07-26
  • S63 Uniform Securities Agent State Law Examination
    2018-08-03
Other Names
  • Mike Zaky

View on SEC IAPD

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Christopher Lee-Haas Sittner

Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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