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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-20 |
| TX | RA | APPROVED | 2025-10-17 |
Branch Locations
16355 E Palisades Blvd, Fountain Hills, AZ 85268 • United States
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
41830 N Gavilan Pkwy, Anthem, AZ 85086 • United States
4750 E Bell Rd, Phoenix, AZ 85032 • United States
4323 W Peoria Ave, Glendale, AZ 85302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Tucson | AZ | 08/2014 | 05/2025 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 04/2017 | 05/2025 |
| The Vanguard Group, Inc | Scottsdale | AZ | 05/2025 | 10/2025 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2025 | 10/2025 |
| Vangaurd Advisors, Inc. | Scottsdale | AZ | 05/2025 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 10/2025 | Present |
NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: TUCSON, AZ NATURE OF BUSINESS:REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 02/2022 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS:REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 11/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-06 |
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