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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2024-04-19 |
| TX | RA | APPROVED_RES | 2024-04-18 |
Branch Locations
Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Camas | WA | 04/2015 | 12/2018 |
| First Republic Investment Management, Inc | San Francisco | CA | 08/2019 | Present |
| Not Employed | Portland | OR | 01/2019 | 07/2019 |
| First Republic Securities Company, Llc | San Francisco | CA | 05/2020 | 09/2023 |
| J.P. Morgan Securities Llc | San Francisco | CA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Jackson | WY | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-14 |
| S65 | Uniform Investment Adviser Law Examination | 2017-07-24 |
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