Steven Buczek

Td Private Client Wealth LLC

White Plains, NY

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Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-01-06
CT	RA	APPROVED	2022-01-03

NY RA
APPROVED

Since 2022-01-06
CT RA
APPROVED

Since 2022-01-03

Branch Locations

820 Bridgeport Avenue, Shelton, CT 06484 • United States

1133 Westchester Ave, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Madison	CT	02/2017	09/2017
New York Life	Stratford	CT	10/2015	01/2017
Park Avenue Securities	Madison	CT	08/2017	09/2017
Guardian Life Insurance	Hamden	CT	09/2017	12/2017
Park Avenue Securities	Hamden	CT	09/2017	12/2017
Td Bank N.A.	Stratford	CT	01/2018	10/2021
Td Bank N.A.	Stamford	CT	11/2021	Present
Td Private Client Wealth Llc	Stamford	CT	11/2021	Present

02/2017 → 09/2017

Guardian Life Insurance Company

Madison, CT
10/2015 → 01/2017

New York Life

Stratford, CT
08/2017 → 09/2017

Park Avenue Securities

Madison, CT
09/2017 → 12/2017

Guardian Life Insurance

Hamden, CT
09/2017 → 12/2017

Park Avenue Securities

Hamden, CT
01/2018 → 10/2021

Td Bank N.A.

Stratford, CT
11/2021 → Present

Td Bank N.A.

Stamford, CT
11/2021 → Present

Td Private Client Wealth Llc

Stamford, CT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-08-06
S65	Uniform Investment Adviser Law Examination	2022-01-03

S63 Uniform Securities Agent State Law Examination

2025-08-06
S65 Uniform Investment Adviser Law Examination

2022-01-03

View on SEC IAPD

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