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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-10-17
NJ RA APPROVED 2018-09-25
  • MD RA
    APPROVED
    Since 2024-10-17
  • NJ RA
    APPROVED
    Since 2018-09-25

Branch Locations

440 Route 22 East Suite 160, Bridgewater, NJ 08807 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty Bridgewater NJ 04/2002 Present
Bankers Life Securities Inc Bridgewater NJ 04/2017 Present
Bankers Life Advisory Services Bridgewater NJ 09/2018 Present
  • 04/2002 → Present
    Bankers Life & Casualty
    Bridgewater, NJ
  • 04/2017 → Present
    Bankers Life Securities Inc
    Bridgewater, NJ
  • 09/2018 → Present
    Bankers Life Advisory Services
    Bridgewater, NJ
Other Businesses

BANKERS LIFE & CASUALTY POSITION: Insurance Agent/ Unit Sales Manager NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2002 ADDRESS: Bridgewater, NJ United States DESCRIPTION: Non variable insurance sales and service. Train and manage insurance agents. EBAY POSITION: N/A NATURE: Selling Collectibles on Ebay INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2021 ADDRESS: 248 Penns Way, Basking Ridge NJ 07290, United States DESCRIPTION: I currently have a Ebay account that I assist my sister in-law with selling items online. I am currently doing it to assist her in getting up and going and when she is able to have everything switched to her name I will not be involved at all. It doesn't involve any securities. KINDLE DIRECT PUBLISING POSITION: N/A NATURE: I have a self published book on Kindle Direct Publishing. It involves no direct involvement but is eligible for royalties off of the sale of copies or pages read. As this involves no time commitment but has the eligibility for potential income I am disclosing. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2020 ADDRESS: 248 Penns Way, Basking Ridge NJ 07920, United States DESCRIPTION: None, I have a self published eBook which is eligible for royalties. It involves no time commitment on my part weekly. AUGUST FERRETTI POSITION: N/A NATURE: Rental property for a second home. This is a vacation rental located on the Outer Banks of North Carolina. It will be managed by a local rental agency Resort Realty. I will just own the property in my name. Any excess rental income will be reinvested into the property but will be mainly used to pay the mortgage and operating expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 200 First Flight Run, Kitty Hawk NC 27949, United States DESCRIPTION: I purchased a rental property at 200 First Flight Run Kitty Hawk NC. This property will be used as a rental property and managed by Resort Realty in NC. The property will also rent Polaris Slingshots through its website. The property is associated with the website OBXLuxuryRentals.com OBX LUXURY RENTALS LLC POSITION: Owner NATURE: LLC to support a rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/17/2023 ADDRESS: 200 & 300 First Flight Run, Kitty Hawk NC 27949, United States DESCRIPTION: I own and operate an LLC for a vacation rental in Kitty Hawk NC. It's managed by Resort Realty and functions through the website obxluxuryrentals.com. The website offers rental services for items associated with the property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-22
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S65 Uniform Investment Adviser Law Examination
    2018-09-22
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11
Other Names
  • August Ferretti
  • August A Ferretti

View on SEC IAPD

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