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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-12-01
TX RA APPROVED 2025-12-01
  • DE RA
    APPROVED
    Since 2025-12-01
  • TX RA
    APPROVED
    Since 2025-12-01

Branch Locations

Wilmington, DE • United States

103 Foulk Road Suite 100B, Wilmington, DE 19803-3742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Marlton NJ 04/2017 09/2020
Nexus Properties Glassboro NJ 10/2016 05/2017
Nexus Properties Glassboro NJ 08/2016 05/2017
Rowan University Glassboro NJ 09/2014 05/2017
The Prudential Insurance Company Of America Marlton NJ 05/2017 09/2020
Rev.cOm Marlton NJ 10/2018 03/2020
Lpl Financial Llc Wilmington DE 10/2020 12/2025
Ameriprise Financial Services Llc Wilmington DE 12/2025 Present
  • 04/2017 → 09/2020
    Marlton, NJ
  • 10/2016 → 05/2017
    Nexus Properties
    Glassboro, NJ
  • 08/2016 → 05/2017
    Nexus Properties
    Glassboro, NJ
  • 09/2014 → 05/2017
    Rowan University
    Glassboro, NJ
  • 05/2017 → 09/2020
    The Prudential Insurance Company Of America
    Marlton, NJ
  • 10/2018 → 03/2020
    Rev.cOm
    Marlton, NJ
  • 10/2020 → 12/2025
    Wilmington, DE
  • 12/2025 → Present
    Wilmington, DE
Previous Registrations
Other Businesses

Independent Insurance Brokering; American Equity; 12/01/2025; Fixed Annuity. Outside Employment; Alvini & Associates; Ameriprise financial advisor; Manage advisory business; 103 Foulk Rd, Suite 100B, Wilmington, DE, 19803; Investment-Related; 11/26/2025; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-04
S63 Uniform Securities Agent State Law Examination 2017-05-19
  • S65 Uniform Investment Adviser Law Examination
    2017-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-05-19
Designations

View on SEC IAPD

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