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Brent Sabati

Modern Financial

Monument, CO

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Current Employers
Modern Financial

16055 Old Forest Pt Suite 130-A, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-03
  • CO RA
    APPROVED
    Since 2022-01-03

Branch Locations

16055 Old Forest Pt Suite 130-A, Monument, CO 80132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Colorado Springs CO 01/2018 06/2020
Mutual Of Omaha Insurance Company Colorado Springs CO 01/2018 06/2020
Northwestern Mutual Colorado Springs CO 05/2017 01/2018
University Of Colorado Colorado Springs Colorado Springs CO 09/2016 10/2017
Securities America, Inc. Denver CO 06/2020 10/2021
Securities America Advisors Denver CO 06/2020 10/2021
Modern Financial Asset Management, Llc Colorado Springs CO 11/2021 01/2022
Modern Financial Asset Management, Llc Colorado Springs CO 01/2022 Present
Ent Credit Union Colorado Springs CO 06/2020 Present
  • 01/2018 → 06/2020
    Mutual Of Omaha Investor Services
    Colorado Springs, CO
  • 01/2018 → 06/2020
    Mutual Of Omaha Insurance Company
    Colorado Springs, CO
  • 05/2017 → 01/2018
    Northwestern Mutual
    Colorado Springs, CO
  • 09/2016 → 10/2017
    University Of Colorado Colorado Springs
    Colorado Springs, CO
  • 06/2020 → 10/2021
    Securities America, Inc.
    Denver, CO
  • 06/2020 → 10/2021
    Securities America Advisors
    Denver, CO
  • 11/2021 → 01/2022
    Modern Financial Asset Management, Llc
    Colorado Springs, CO
  • 01/2022 → Present
    Modern Financial Asset Management, Llc
    Colorado Springs, CO
  • 06/2020 → Present
    Ent Credit Union
    Colorado Springs, CO
Previous Registrations
Other Businesses

INSURANCE AGENT POSITION: Independent Contractor NATURE: Selling Life and Health Insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: DESCRIPTION: Selling insurance products ENT CREDIT UNION POSITION: Digital Content Specialist - Marketing NATURE: Digital Curriculum Coordinator - Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2020 ADDRESS: 7350 Campus Drive, Colorado Springs CO 80920 DESCRIPTION: Develop the curriculum and marketing channels for their online education center. ITHAKA LAND POSITION: board member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: 321 Mesa Rd, Colorado Springs CO 80905 DESCRIPTION: Uphold policies and procedures of board membership as stated in the by laws of the organization HOME FRONT MILITARY NETWORK POSITION: Council of Ambassadors NATURE: non profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 1120 N. Circle Dr. Suite 230, Colorado Springs CO 80909 DESCRIPTION: Promote mission of the organization SAKURA FOUNDATION POSITION: Board Member: non profit; INVESTMENT RELATED: No; NUMBER OF HOURS: 2 HOURS PER MONTH, 0 DURING TRADING HOURS. ASIAN CHAMBER OF COMMERCE COLORADO POSITION: Board member; NATURE: non-profit; INVESTMENT RELATED: No; NUMBER OF HOURS: 4 HOURS PER MONTH, 0 DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-30
  • S65 Uniform Investment Adviser Law Examination
    2018-01-30
Other Names
  • Brent Walter Yoshikage Sabati

View on SEC IAPD

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