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16055 Old Forest Pt Suite 130-A, Monument, CO 80132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-03 |
Branch Locations
16055 Old Forest Pt Suite 130-A, Monument, CO 80132 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Investor Services | Colorado Springs | CO | 01/2018 | 06/2020 |
| Mutual Of Omaha Insurance Company | Colorado Springs | CO | 01/2018 | 06/2020 |
| Northwestern Mutual | Colorado Springs | CO | 05/2017 | 01/2018 |
| University Of Colorado Colorado Springs | Colorado Springs | CO | 09/2016 | 10/2017 |
| Securities America, Inc. | Denver | CO | 06/2020 | 10/2021 |
| Securities America Advisors | Denver | CO | 06/2020 | 10/2021 |
| Modern Financial Asset Management, Llc | Colorado Springs | CO | 11/2021 | 01/2022 |
| Modern Financial Asset Management, Llc | Colorado Springs | CO | 01/2022 | Present |
| Ent Credit Union | Colorado Springs | CO | 06/2020 | Present |
INSURANCE AGENT POSITION: Independent Contractor NATURE: Selling Life and Health Insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: DESCRIPTION: Selling insurance products ENT CREDIT UNION POSITION: Digital Content Specialist - Marketing NATURE: Digital Curriculum Coordinator - Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2020 ADDRESS: 7350 Campus Drive, Colorado Springs CO 80920 DESCRIPTION: Develop the curriculum and marketing channels for their online education center. ITHAKA LAND POSITION: board member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: 321 Mesa Rd, Colorado Springs CO 80905 DESCRIPTION: Uphold policies and procedures of board membership as stated in the by laws of the organization HOME FRONT MILITARY NETWORK POSITION: Council of Ambassadors NATURE: non profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 1120 N. Circle Dr. Suite 230, Colorado Springs CO 80909 DESCRIPTION: Promote mission of the organization SAKURA FOUNDATION POSITION: Board Member: non profit; INVESTMENT RELATED: No; NUMBER OF HOURS: 2 HOURS PER MONTH, 0 DURING TRADING HOURS. ASIAN CHAMBER OF COMMERCE COLORADO POSITION: Board member; NATURE: non-profit; INVESTMENT RELATED: No; NUMBER OF HOURS: 4 HOURS PER MONTH, 0 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-30 |
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