Alan Ernest Perdue

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-10

TX RA
APPROVED

Since 2024-10-10

Branch Locations

Denton, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Westlake	TX	04/2017	10/2022
Homemaker	Carrollton	TX	01/2014	04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Flower Mound	TX	12/2022	04/2023
Robinhood Markets, Inc.	Westlake	TX	02/2024	06/2024
Unemployed	Denton	TX	04/2023	01/2024
Transamerica Investors Securities Corporation	Denton	TX	10/2024	Present
Transamerica Life Insurance Company	Denton	TX	10/2024	Present
Unemployed	Denton	TX	06/2024	10/2024

04/2017 → 10/2022

Fidelity Brokerage Services Llc

Westlake, TX
01/2014 → 04/2017

Homemaker

Carrollton, TX
12/2022 → 04/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Flower Mound, TX
02/2024 → 06/2024

Robinhood Markets, Inc.

Westlake, TX
04/2023 → 01/2024

Unemployed

Denton, TX
10/2024 → Present

Transamerica Investors Securities Corporation

Denton, TX
10/2024 → Present

Transamerica Life Insurance Company

Denton, TX
06/2024 → 10/2024

Unemployed

Denton, TX

Previous Registrations

2023-03-07 → 2023-04-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Flower Mound, TX

Denton, TX
2018-10-10 → 2022-10-19

Fidelity Personal And Workplace Advisors

Westlake, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-22

S66 Uniform Combined State Law Examination

2017-08-22

Other Names

Alan Ernest Perdue
Alan Perdue
Alan Ernest Perdue

View on SEC IAPD