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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-01 |
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2019-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce Spring Corporation | Farmingdale | NY | 06/2004 | 06/2017 |
| Axa Advisors, Llc | New York | NY | 04/2017 | 05/2019 |
| Jp Morgan Chase Bank, N.A. | Melville | NY | 05/2019 | Present |
| Jp Morgan Securities, Llc | Melville | NY | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-19 |
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