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Rafael Yenokyan

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-28
CA RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-28
  • CA RA
    APPROVED
    Since 2023-09-05

Branch Locations

10960 Wilshire Blvd. Suite 2000, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 04/2017 02/2022
Bank Of America, N.A. Los Angeles CA 12/2011 02/2022
Los Angeles Mission College Sylmar CA 08/2016 12/2021
Enterprise Trading Corp Sylmar CA 06/2013 12/2021
E*Trade Securities Llc Los Angeles CA 02/2022 Present
E*Trade Capital Management Llc Los Angeles CA 02/2022 Present
Morgan Stanley Los Angeles CA 03/2023 Present
Morgan Stanley Los Angeles CA 09/2023 Present
Morgan Stanley Los Angeles CA 09/2023 Present
  • 04/2017 → 02/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 12/2011 → 02/2022
    Bank Of America, N.A.
    Los Angeles, CA
  • 08/2016 → 12/2021
    Los Angeles Mission College
    Sylmar, CA
  • 06/2013 → 12/2021
    Enterprise Trading Corp
    Sylmar, CA
  • 02/2022 → Present
    E*Trade Securities Llc
    Los Angeles, CA
  • 02/2022 → Present
    E*Trade Capital Management Llc
    Los Angeles, CA
  • 03/2023 → Present
    Morgan Stanley
    Los Angeles, CA
  • 09/2023 → Present
    Morgan Stanley
    Los Angeles, CA
  • 09/2023 → Present
    Morgan Stanley
    Los Angeles, CA
Previous Registrations
  • 2022-03-02 → 2023-09-05
    Harrisdirect Llc
    Los Angeles, CA
    Arlington, VA
  • 2017-10-23 → 2022-02-24
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Beverly Hills, CA
    Santa Clarita, CA
    Beverly Hills, CA
    West Hollywood, CA
    West Hollywood, CA
    West Hollywood, CA
    West Hollywood, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-20
  • S66 Uniform Combined State Law Examination
    2017-10-20

View on SEC IAPD

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NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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