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Tao Wang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Conshohocken, PA

Boston, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-04-28
TX RA APPROVED 2018-12-06
PA RA APPROVED 2018-10-05
  • DE RA
    APPROVED
    Since 2022-04-28
  • TX RA
    APPROVED
    Since 2018-12-06
  • PA RA
    APPROVED
    Since 2018-10-05

Branch Locations

300 Conshohocken State Rd, Conshohocken, PA 19428 • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Philadelphia PA 08/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-04
  • S66 Uniform Combined State Law Examination
    2018-10-04

View on SEC IAPD

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