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1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-12-11 |
| NH | RA | APPROVED | 2025-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Invesments | Andover | MA | 01/2015 | 06/2017 |
| Putnam Retail Management | Andover | MA | 06/2017 | 01/2024 |
| Equitable Distributors, Llc | Charlotte | NC | 02/2024 | 11/2025 |
| T Rowe Price | Baltimore | MD | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-17 |
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