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Ricardo Antonio Ruballo

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-28
CA RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-28
  • CA RA
    APPROVED
    Since 2023-09-05

Branch Locations

10960 Wilshire Blvd. Suite 2000, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hollywood CA 04/2017 03/2022
Bank Of America, N.A. Hollywood CA 04/2011 03/2022
E*Trade Securities Llc Los Angeles CA 03/2022 Present
E*Trade Capital Management Llc Los Angeles CA 03/2022 Present
Morgan Stanley Los Angeles CA 03/2023 Present
Morgan Stanley Los Angeles CA 09/2023 Present
Morgan Stanley Los Angeles CA 09/2023 Present
Previous Registrations
  • 2022-03-21 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Los Angeles, CA
  • 2017-07-20 → 2022-03-15
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hollywood, CA
    West Hollywood, CA
    West Hollywood, CA
    Beverly Hills, CA
    West Hollywood, CA
    West Hollywood, CA
    West Hollywood, CA
    West Hollywood, CA
    Beverly Hills, CA
    West Hollywood, CA
    Los Angeles, CA
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-19
  • S66 Uniform Combined State Law Examination
    2017-07-19
Other Names
  • Ricardo Ruballo

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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