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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-19
  • OH RA
    APPROVED
    Since 2026-04-19

Branch Locations

3750 Park East Dr Suite 200, Beachwood, OH 44122 • United States

Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-06-09
TX RA APPROVED 2025-06-05
  • OH RA
    APPROVED
    Since 2025-06-09
  • TX RA
    APPROVED
    Since 2025-06-05

Branch Locations

3750 Park East Drive Suite 201, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ohio State University Columbus OH 08/2014 05/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2017 06/2025
Northwestern Mutual Investment Services Llc Columbus OH 04/2018 06/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2018 06/2025
Lpl Financial Llc Beachwood OH 06/2025 Present
Stratos Wealth Partners, Ltd. Beachwood OH 06/2025 Present
  • 08/2014 → 05/2018
    The Ohio State University
    Columbus, OH
  • 05/2017 → 06/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2018 → 06/2025
    Northwestern Mutual Investment Services Llc
    Columbus, OH
  • 08/2018 → 06/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2025 → Present
    Beachwood, OH
  • 06/2025 → Present
    Beachwood, OH
Other Businesses

1. 06/04/2025 - Insurance - Non-Variable Insurance - Investment related - Willoughby, Ohio 44094 - Start date: 05/17/2017 - 8 Hrs/Mth - 2 Hrs During Trading - time Spent: 10. 2. 06/04/2025 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - Beachwood, Ohio 4412 - Start date: 06/02/2025 -160 Hrs/Mth - 40 Hrs During Trading - time Spent: 100. 3. 06/11/2025 - Stratos Wealth Partners - Investment related - Registered Investment Advisor Hybrid - Beachwood, Ohio 44122 - Start date: 06/02/2025 - 160 Hrs/Mth - 40 Hrs During Trading - time Spent: 100.I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 6/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 08/21/2025 - Pearl Private Wealth - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location (s) - Start Date:07/23/2025 - 200 Hrs/Mth - 200 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-06-01
  • S63 Uniform Securities Agent State Law Examination
    2018-06-01
Designations
Other Names
  • Joe Pearl

View on SEC IAPD

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