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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-04-19 |
Branch Locations
3750 Park East Dr Suite 200, Beachwood, OH 44122 • United States
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-06-09 |
| TX | RA | APPROVED | 2025-06-05 |
Branch Locations
3750 Park East Drive Suite 201, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ohio State University | Columbus | OH | 08/2014 | 05/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2017 | 06/2025 |
| Northwestern Mutual Investment Services Llc | Columbus | OH | 04/2018 | 06/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2018 | 06/2025 |
| Lpl Financial Llc | Beachwood | OH | 06/2025 | Present |
| Stratos Wealth Partners, Ltd. | Beachwood | OH | 06/2025 | Present |
1. 06/04/2025 - Insurance - Non-Variable Insurance - Investment related - Willoughby, Ohio 44094 - Start date: 05/17/2017 - 8 Hrs/Mth - 2 Hrs During Trading - time Spent: 10. 2. 06/04/2025 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - Beachwood, Ohio 4412 - Start date: 06/02/2025 -160 Hrs/Mth - 40 Hrs During Trading - time Spent: 100. 3. 06/11/2025 - Stratos Wealth Partners - Investment related - Registered Investment Advisor Hybrid - Beachwood, Ohio 44122 - Start date: 06/02/2025 - 160 Hrs/Mth - 40 Hrs During Trading - time Spent: 100.I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 6/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 08/21/2025 - Pearl Private Wealth - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location (s) - Start Date:07/23/2025 - 200 Hrs/Mth - 200 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-06-01 |
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