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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Germantown | MD | 04/2015 | 09/2025 |
| Bank Of America, N.A. | Germantown | MD | 04/2015 | 09/2025 |
| Hsbc Securities (Usa) Inc. | Washington | DC | 10/2025 | Present |
| Hsbc Bank Usa, N.A. | Washington | DC | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-06 |
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