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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-06-28
  • LA RA
    APPROVED
    Since 2017-06-28

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

909 Poydras Street Suite 2900, New Orleans, LA 70112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iberiabank New Orleans LA 02/2012 04/2017
Ubs Financial Services New Orleans LA 04/2017 Present
Ubs Bank Usa New Orleans LA 04/2017 Present
  • 02/2012 → 04/2017
    Iberiabank
    New Orleans, LA
  • 04/2017 → Present
    Ubs Financial Services
    New Orleans, LA
  • 04/2017 → Present
    Ubs Bank Usa
    New Orleans, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-27
  • S66 Uniform Combined State Law Examination
    2017-06-27
Other Names
  • Kelly Mitchell Kuebel

View on SEC IAPD

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