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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Lubbock | TX | 05/2017 | 12/2019 |
| Iq Productions | Lubbock | TX | 08/2008 | 12/2018 |
| Caprock Winery | Lubbock | TX | 11/2015 | 12/2016 |
| Park Avenue Securities Llc | Lubbock | TX | 11/2019 | 12/2019 |
| Bbva Securities Inc. | Lubbock | TX | 01/2020 | 08/2021 |
| Bbva Insurance Agency | Lubbock | TX | 01/2020 | 08/2021 |
| Pnc Investments | Odessa | TX | 08/2021 | 08/2023 |
| White Rhino Financial- Rethink Wealth Llc | Ft. Worth | TX | 03/2017 | 01/2020 |
| Pnc Managed Account Solutions, Inc. | Lubbock | TX | 02/2020 | 08/2021 |
| Avantax Investment Services Inc. | Lubbock | TX | 08/2023 | 09/2025 |
| Avantax Advisory Services | Lubbock | TX | 08/2023 | 09/2025 |
| Avantax Insurance Agency, Llc | Lubbock | TX | 08/2023 | 09/2025 |
| Vanishing Inc. | Rancho Cordova | CA | 01/2010 | Present |
| Iq Capital Advisors, Llc | Lubbock | TX | 11/2023 | Present |
| Cetera Wealth Services, Llc | Lubbock | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) VANISHING INC. POSITION: Artist NATURE: I receive royalties from videos of magic tricks I created. These payments come as videos are purchased and downloaded on their website.https://www.vanishingincmagic.com/Vanishing Inc is the largest magic store in the world. ? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 11355 Folsom Blvd Unit K, Rancho Cordova CA 95742, United States DESCRIPTION: No responsibilities, as I only provided content to be recorded and sold. As I no longer provide content, I just receive royalties from videos of magic tricks that I created. 2) IQ CAPITAL ADVISORS, LLC POSITION: Owner NATURE: IQ Capital Advisors, LLC will be the entity through which I will offer financial services from. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2023 ADDRESS: 4803 71st St, Lubbock TX 79424, United States DESCRIPTION: IQ Capital Advisors, LLC will be the entity through which I will offer financial services from. Everything that I will do related to financial services will go through this entity, including planning, advisory, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-13 |
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