Julian Nieto

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-11-22

FL RA
APPROVED

Since 2021-11-22

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pioneer Family Office Llc	Aventura	FL	02/2017	08/2020
Jpmorgan Chase Bank Na	Miami	FL	08/2021	Present
Jpmorgan Securities Llc	Miami	FL	08/2021	Present
Banco Santander International	Miami	FL	07/2014	02/2017
University Of Florida	Gainesville	FL	05/2020	05/2021
Unemployed	Aventura	FL	06/2021	07/2021

02/2017 → 08/2020

Pioneer Family Office Llc

Aventura, FL
08/2021 → Present

Jpmorgan Chase Bank Na

Miami, FL
08/2021 → Present

Jpmorgan Securities Llc

Miami, FL
07/2014 → 02/2017

Banco Santander International

Miami, FL
05/2020 → 05/2021

University Of Florida

Gainesville, FL
06/2021 → 07/2021

Unemployed

Aventura, FL

Previous Registrations

2017-05-01 → 2020-10-29

Pioneer Family Office, Llc

North Miami Beach, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-01-05
S65	Uniform Investment Adviser Law Examination	2017-04-26

S63 Uniform Securities Agent State Law Examination

2022-01-05
S65 Uniform Investment Adviser Law Examination

2017-04-26

Other Names

Julian David Nieto

View on SEC IAPD

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