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James Richard Vermillion

Charles Schwab & Co., Inc.

Westlake, TX

Fort Worth, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-08
  • TX RA
    APPROVED
    Since 2019-08-08

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 04/2017 07/2018
The Home Depot Keller TX 02/2017 04/2017
Unemployed Fort Worth TX 06/2015 01/2017
Charles Schwab & Co., Inc. Westlake TX 07/2018 Present
Western Governors University Salt Lake City UT 07/2015 11/2017
  • 04/2017 → 07/2018
    Td Ameritrade
    Fort Worth, TX
  • 02/2017 → 04/2017
    The Home Depot
    Keller, TX
  • 06/2015 → 01/2017
    Unemployed
    Fort Worth, TX
  • 07/2018 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 07/2015 → 11/2017
    Western Governors University
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-02
S63 Uniform Securities Agent State Law Examination 2017-05-25
  • S65 Uniform Investment Adviser Law Examination
    2019-08-02
  • S63 Uniform Securities Agent State Law Examination
    2017-05-25
Other Names
  • James Richard Vermillion
  • Richard Vermillion
  • Rich Vermillion
  • James Richard Vermillion

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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