Best Investors
Account
Sign in
Best Investors
Account
Sign in
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Broker Dealer Inc. | Pensacola | FL | 04/2017 | 10/2018 |
| Adp Llc. | Pensacola | FL | 04/2017 | 10/2018 |
| Berney Office Solutions | Mobile | AL | 10/2016 | 04/2017 |
| Teksystems | Pensacola | FL | 11/2015 | 10/2016 |
| Princpal Life Insurance Company | Birmingham | AL | 10/2018 | 09/2022 |
| Principal Securities Inc | Birmingham | AL | 10/2018 | 09/2022 |
| Transamerica Investors Securities Corporation | Fairhope | AL | 10/2022 | Present |
| Transamerica Life Insurance Company | Fairhope | AL | 10/2022 | Present |
Title: Musician (Nick Rhodes) Started January 2023. No business filing (self-employment income). Non-investment related. Write / record music for streaming on Spotify, Apple Music, Etc. Perform live music and commit approximately 5 hours a month outside of trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-30 |
Reach out to this advisor