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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2017-06-28
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2017-06-28

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. New York NY 04/2017 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2017 Present
Dataminr New York NY 01/2015 03/2017
Nyu Stern Of Business New York NY 09/2014 04/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-27
  • S66 Uniform Combined State Law Examination
    2017-06-27

View on SEC IAPD

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