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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-10-02 |
Branch Locations
6455 S Yosemite St Ste 900, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Richmond Hill | GA | 02/2017 | 03/2017 |
| Edward Jones | Richmond Hill | GA | 04/2017 | 08/2017 |
| Wells Fargo Clearing Services, Llc. | Savannah | GA | 05/2018 | 10/2020 |
| Wells Fargo Bank Na | Pooler | GA | 10/2017 | 01/2021 |
| Unemployed | Richmond Hill | GA | 09/2017 | 10/2017 |
| Bank Of America Na | Savannah | GA | 08/2016 | 01/2017 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 01/2021 | 01/2024 |
| Anb Bank | Castle Rock | CO | 01/2024 | 09/2024 |
| Bmo Bank N.A. | Greenwood Village | CO | 09/2024 | Present |
| Lpl Financial | Greenwood Village | CO | 10/2024 | Present |
1- 09/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Inv Rltd 2- 09/2024 / Notary Public State of Colorado / Notary / Inv Rltd / 10 hrs mnth / start 08/25/2021 3- 09/2024 / BMO BANK / Financial Institution Duty / Inv Rltd / 160 hrs mnth / 40 hrs during trading / start 08/27/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-11 |
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