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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-07-28
TX RA APPROVED 2020-07-27
  • NJ RA
    APPROVED
    Since 2020-07-28
  • TX RA
    APPROVED
    Since 2020-07-27

Branch Locations

73 Mountainview Blvd, Basking Ridge, NJ 07920 • United States

346 George St, New Brunswick, NJ 08901-2011 • United States

2190 Route 27, Edison, NJ 08817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affinity Fcu Basking Ridge NJ 02/2015 Present
Invest Financial Corp Tampa FL 05/2017 02/2018
Lpl Financial Llc Basking Ridge NJ 02/2018 Present
  • 02/2015 → Present
    Affinity Fcu
    Basking Ridge, NJ
  • 05/2017 → 02/2018
    Invest Financial Corp
    Tampa, FL
  • 02/2018 → Present
    Basking Ridge, NJ
Other Businesses

1. 02/14/2018 - Affinity Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-24
S63 Uniform Securities Agent State Law Examination 2018-01-16
  • S65 Uniform Investment Adviser Law Examination
    2020-07-24
  • S63 Uniform Securities Agent State Law Examination
    2018-01-16

View on SEC IAPD

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