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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-19
TX RA APPROVED 2024-12-04
IA RA APPROVED 2024-11-14
MN RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2026-05-19
  • TX RA
    APPROVED
    Since 2024-12-04
  • IA RA
    APPROVED
    Since 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14

Branch Locations

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

205 N Mill St., Lake Mills, IA 50450 • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

137 South Broadway Suite 6, Albert Lea, MN 56007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alamco Wood Products, Llc Albert Lea MN 12/2011 06/2017
Thrivent Investment Management Inc Lake Mills IA 06/2017 11/2023
Thrivent Financial Appleton WI 07/2017 12/2017
Thrivent Financial Appleton WI 12/2017 11/2023
Pruco Securities, Llc Lake Mills IA 11/2023 11/2024
The Prudential Insurance Company Of America Lake Mills IA 11/2023 Present
Lpl Enterprise, Llc Lake Mills IA 11/2024 Present
  • 12/2011 → 06/2017
    Alamco Wood Products, Llc
    Albert Lea, MN
  • 06/2017 → 11/2023
    Lake Mills, IA
  • 07/2017 → 12/2017
    Thrivent Financial
    Appleton, WI
  • 12/2017 → 11/2023
    Thrivent Financial
    Appleton, WI
  • 11/2023 → 11/2024
    Lake Mills, IA
  • 11/2023 → Present
    The Prudential Insurance Company Of America
    Lake Mills, IA
  • 11/2024 → Present
    Lake Mills, IA
Previous Registrations
Other Businesses

1) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV Related - At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-22
  • S66 Uniform Combined State Law Examination
    2017-09-22

View on SEC IAPD

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