David Alexander Mantell

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-07-27
WA	RA	APPROVED	2020-07-27

TX RA
APPROVED

Since 2020-07-27
WA RA
APPROVED

Since 2020-07-27

Branch Locations

11235 Se 6Th St, Ste 205 Bldg A, Bellevue, WA 98004-6481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kms Financial Services, Inc	Seattle	WA	03/2017	07/2020
Blackrock, Inc.	New York	NY	10/2014	03/2017
Lpl Financial, Llc	Bellevue	WA	07/2020	Present

03/2017 → 07/2020

Kms Financial Services, Inc

Seattle, WA
10/2014 → 03/2017

Blackrock, Inc.

New York, NY
07/2020 → Present

Lpl Financial, Llc

Bellevue, WA

Previous Registrations

2017-04-04 → 2020-07-27

Kms Financial Services, Inc.

Bellevue, WA

Other Businesses

1. 7/27/2020 - Stabler Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2017. 2. 9/30/2020 - David Mantell, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/27/2020 - 0 Hours Per Month - LPL Commissions. 3. 10/14/2021 - Stabler Mantell Services, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 07/27/2020 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-04-26

S63 Uniform Securities Agent State Law Examination

2017-04-26

Designations

View on SEC IAPD