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Jing Chen

Uis Investment Management LLC

Mason, OH

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Current Employers
Uis Investment Management Llc

Mason, OH • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-09-01
  • OH RA
    APPROVED
    Since 2020-09-01

Branch Locations

Mason, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uis Investment Management Llc Mason OH 08/2020 Present
Uis Investment Management Llc Mason OH 03/2015 Present
Retired Mason OH 07/2006 07/2020
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-24
  • S65 Uniform Investment Adviser Law Examination
    2014-11-24
Other Names
  • Jackie Chen

View on SEC IAPD

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