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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-11
IN RA APPROVED 2021-02-28
  • TX RA
    APPROVED
    Since 2023-01-11
  • IN RA
    APPROVED
    Since 2021-02-28

Branch Locations

1703 West Broadway, Princeton, IN 47670 • United States

1905 Hart Street, Vincennes, IN 47591 • United States

3535 North Green River Road, Evansville, IN 47715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Old National Bank Evansville IN 11/2015 Present
Lpl Financial Llc Evansville IN 03/2017 Present
  • 11/2015 → Present
    Old National Bank
    Evansville, IN
  • 03/2017 → Present
    Evansville, IN
Other Businesses

1) 09/12/2022 - Pollock Ventures, LLC - Investment Related - Evansville, IN 47712 - Real Estate Rental - Start Date - 05/09/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 2) 02/09/2024 - Old National Bank - Non-Investment Related - At Reported Business Location(s) - Financial Institution Duty - Financial Advisor, Wealth Advisor - Start Date: 10/5/2023 - 5 Hours Per Month During Securities Trading. 3) 03/31/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 0 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-26
  • S66 Uniform Combined State Law Examination
    2021-02-26
Other Names
  • Arium Renee Pollock

View on SEC IAPD

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