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6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-29 |
| IA | RA | APPROVED | 2025-08-28 |
| KS | RA | APPROVED | 2022-11-01 |
Branch Locations
1815 Boyson Road, Hiawatha, IA 52233 • United States
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cns Corporation | Kansas City | MO | 03/2017 | 02/2019 |
| N.I.S. Financial Services, Inc. | Kansas City | MO | 03/2017 | 09/2020 |
| Oklahoma Forensic Center | Vinita | MO | 01/2017 | 11/2017 |
| Terrace Green Apts | Joplin | MO | 07/2016 | 01/2017 |
| Ozark National Life Ins. | Kansas City | MO | 03/2017 | 09/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2020 | 10/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2021 | 10/2022 |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 11/2022 | Present |
1) INSURANCE AGENT. INVESTMENT RELATED. 891 S SYCAMORE ST., GARDNER, KS 66030. SELLING INSURANCE FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 11/06/2020. 40 HR/MO, 40 HR /MO DURING TRADING. 2) TB SERVICES LLC. NON-INVESTMENT RELATED. 891 S SYCAMORE ST., GARDNER, KS 66030. PERSONAL ACCOUNTING. OWNER. 09/04/2020. 1 HR/MO, 1 HR /MO DURING TRADING. 3) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT,11/2022, 40 HRS./MO.40 HOURS DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-22 |
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