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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-29
IA RA APPROVED 2025-08-28
KS RA APPROVED 2022-11-01
  • TX RA
    APPROVED_RES
    Since 2025-08-29
  • IA RA
    APPROVED
    Since 2025-08-28
  • KS RA
    APPROVED
    Since 2022-11-01

Branch Locations

1815 Boyson Road, Hiawatha, IA 52233 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cns Corporation Kansas City MO 03/2017 02/2019
N.I.S. Financial Services, Inc. Kansas City MO 03/2017 09/2020
Oklahoma Forensic Center Vinita MO 01/2017 11/2017
Terrace Green Apts Joplin MO 07/2016 01/2017
Ozark National Life Ins. Kansas City MO 03/2017 09/2020
Cambridge Investment Research, Inc. Fairfield IA 09/2020 10/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2021 10/2022
Prime Capital Investment Advisors, Llc Overland Park KS 11/2022 Present
  • 03/2017 → 02/2019
    Cns Corporation
    Kansas City, MO
  • 03/2017 → 09/2020
    N.I.S. Financial Services, Inc.
    Kansas City, MO
  • 01/2017 → 11/2017
    Oklahoma Forensic Center
    Vinita, MO
  • 07/2016 → 01/2017
    Terrace Green Apts
    Joplin, MO
  • 03/2017 → 09/2020
    Ozark National Life Ins.
    Kansas City, MO
  • 09/2020 → 10/2022
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2021 → 10/2022
    Fairfield, IA
  • 11/2022 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Previous Registrations
Other Businesses

1) INSURANCE AGENT. INVESTMENT RELATED. 891 S SYCAMORE ST., GARDNER, KS 66030. SELLING INSURANCE FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 11/06/2020. 40 HR/MO, 40 HR /MO DURING TRADING. 2) TB SERVICES LLC. NON-INVESTMENT RELATED. 891 S SYCAMORE ST., GARDNER, KS 66030. PERSONAL ACCOUNTING. OWNER. 09/04/2020. 1 HR/MO, 1 HR /MO DURING TRADING. 3) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED, 6201 COLLEGE BLVD., SUITE #150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT,11/2022, 40 HRS./MO.40 HOURS DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-01
S63 Uniform Securities Agent State Law Examination 2017-07-22
  • S66 Uniform Combined State Law Examination
    2021-06-01
  • S63 Uniform Securities Agent State Law Examination
    2017-07-22

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