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Shaina Uday Desai

Hightower Advisors, LLC

Chicago, IL

Los Angeles, CA

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-08
  • CA RA
    APPROVED
    Since 2022-06-08

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

10900 Wilshire Blvd 5Th Floor, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2017 06/2019
Northwestern Mutual Investment Services Llc Los Angeles CA 11/2017 06/2022
Ucla Housing And Hospitality Los Angeles CA 10/2014 06/2017
Student Ucla Los Angeles CA 09/2014 06/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2019 06/2019
Jessica Aliotti Irvine CA 07/2019 06/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2021 06/2022
Hightower Advisors, Llc Los Angeles CA 06/2022 Present
  • 06/2017 → 06/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2017 → 06/2022
    Northwestern Mutual Investment Services Llc
    Los Angeles, CA
  • 10/2014 → 06/2017
    Ucla Housing And Hospitality
    Los Angeles, CA
  • 09/2014 → 06/2022
    Student Ucla
    Los Angeles, CA
  • 01/2019 → 06/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2019 → 06/2022
    Jessica Aliotti
    Irvine, CA
  • 04/2021 → 06/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2022 → Present
    Hightower Advisors, Llc
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-01-13
  • S63 Uniform Securities Agent State Law Examination
    2018-01-13
Designations
Other Names
  • Shaina Uday Desai

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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